SEIS / EIS SUPPORT

SEIS / EIS support, before and after investment.

We review eligibility, prepare advance assurance applications and handle compliance statements and investor certificates. Each stage can be scoped separately.

Discuss SEIS / EIS support

You are raising, completing or closing an eligible round.

Before the round

Check eligibility and prepare the advance assurance application.

After investment

Prepare the SEIS1 or EIS1 compliance statement and supporting information for HMRC.

Investor certificates

Use HMRC authorisation to issue SEIS3 or EIS3 certificates to investors.

SCOPE

A clear scope for each stage.

Eligibility and structure review

Advance assurance application

Business plan and forecast input

Cap-table and funding-history review

SEIS1 / EIS1 compliance statements

SEIS3 / EIS3 investor certificates

What founders ask.

Is advance assurance the final HMRC approval?

No. It is HMRC’s view before investment. After the round, the company must still meet the scheme rules and submit the relevant compliance statement.

What happens after we receive investment?

When the timing conditions are met, we prepare the SEIS1 or EIS1 compliance statement. HMRC then issues the authorisation needed before investor certificates can be issued.

Can you prepare the investor certificates?

Yes. Once HMRC has authorised the compliance statement, we can help issue the SEIS3 or EIS3 certificates to the relevant investors.

Discuss SEIS / EIS support