R&D Tax

How to claim startup R&D tax credits: step-by-step guide

Introduction

R&D tax credits are one of the most valuable incentives available to UK startups, allowing companies to recover a portion of their innovation costs through a **cash credit** or a **corporation tax reduction**. However, many founders find the claims process confusing, and **errors can lead to delays, reduced claims, or HMRC investigations**.

With the **April 2024 updates**, R&D tax relief now falls under two schemes:

  • The Merged Scheme – The standard scheme most startups will claim under.

  • The Enhanced R&D Intensive Support (ERIS) Scheme – For companies where R&D spending makes up at least 30% of total costs, offering a higher level of relief.

In this guide, we’ll break down **each step of the R&D claims process**, ensuring your startup maximises its entitlement while avoiding costly mistakes.

In this guide, we’ll cover:

  • Who needs to submit an Advanced Notification

  • The step-by-step process of preparing and submitting a claim

  • What documentation and reports are required

  • Common claim mistakes to avoid

Step 1: Determine If You Need to Submit an Advanced Notification

**New for 2024** – Certain companies must submit an Advanced Notification to HMRC to indicate their intent to claim R&D tax credits.

**Who Needs to Notify?**

  • First-time R&D claimants.

  • Companies that haven’t claimed R&D tax relief in the last three accounting periods.

The notification must be submitted **within six months after the end of the accounting period** in which the claim will be made. **Failure to submit on time means you won’t be able to claim R&D relief for that period.**

Step 2: Identify Qualifying R&D Projects

HMRC defines R&D as work that seeks to make an advance in science or technology and resolves **technical uncertainty**.

Your project may qualify if:

  • It attempts to develop new or significantly improved products, processes, or services.

  • The solution is not readily available in the industry.

  • The project involves **experimentation, testing, or problem-solving**.

  • It is carried out in the **UK** (unless exceptional criteria are met).

**Tip:** Even if your project **failed**, you may still claim relief as long as the work sought to resolve **technical uncertainty**.

Step 3: Gather Financial Records

Next, you’ll need to track all **R&D-related costs**, ensuring expenses fit within HMRC’s cost categories:

Eligible Cost Categories:

  • **Staff Costs** – Salaries, employer NIC, and pensions for employees engaged in R&D.

  • **Externally Provided Workers (EPWs)** – Payments to third-party workers **not on payroll** but engaged in R&D.

  • **Contracted Out R&D** – UK-based subcontractor costs (overseas R&D is only eligible in **exceptional cases**).

  • **Software & Cloud Computing Costs** – Directly used in R&D activities.

  • **Consumables** – Materials, prototypes, and utilities used for R&D.

Common Mistake: Many startups **underclaim** because they fail to track R&D expenses accurately.

Step 4: Complete the Additional Information Form

**New for 2024** – Every R&D tax credit claim must now be accompanied by an **Additional Information Form** before submitting a corporation tax return.

What the Additional Information Form Includes:

  • A breakdown of R&D costs by category.

  • A description of the qualifying R&D activities.

  • The name of the **main technical expert(s)** involved in the project.

  • The company's contact details for HMRC queries.

**Failing to submit this form before your tax return will result in HMRC rejecting your claim.**

Step 5: Prepare a Technical Report

The technical report should explain:

  • The **scientific or technological advance** your project aimed to achieve.

  • The **uncertainties you faced** and how they were addressed.

  • The **experiments, testing, or development processes** undertaken.

**Common Mistake:** Submitting a claim without a well-structured technical report **increases the risk of HMRC scrutiny**.

Step 6: Submit the Claim with Your CT600 Tax Return

Once your financial breakdown and technical report are complete:

  • Include the claim in your **company’s corporation tax return (CT600)**.

  • Submit the **Additional Information Form** before filing your return.

  • Claims are typically processed within **6-12 weeks**.

Common Claim Mistakes That Could Cost You

  • **Not submitting an Advanced Notification** – If required, missing this step makes your company ineligible to claim.

  • **Lack of documentation** – HMRC expects detailed reports and accurate financial records.

  • **Claiming ineligible expenses** – Sales, marketing, and routine software development **do not count as R&D**.

  • **Overclaiming on subcontractor costs** – Only **UK-based** contracted R&D is eligible (except in rare cases).

How Startup CFO Can Help

Making an R&D tax credit claim is **complex**, and mistakes can lead to **delays or reduced payouts**. At Startup CFO, we help founders **maximise their claims while staying fully compliant**.

Our Services for Startups

  • **R&D tax credit claim preparation** – Ensure you claim the maximum relief available.

  • **Technical report drafting** – Avoid HMRC scrutiny with a structured and compliant report.

  • **Compliance & audit support** – If HMRC challenges your claim, we handle the response.

Introduction

R&D tax credits are one of the most valuable incentives available to UK startups, allowing companies to recover a portion of their innovation costs through a **cash credit** or a **corporation tax reduction**. However, many founders find the claims process confusing, and **errors can lead to delays, reduced claims, or HMRC investigations**.

With the **April 2024 updates**, R&D tax relief now falls under two schemes:

  • The Merged Scheme – The standard scheme most startups will claim under.

  • The Enhanced R&D Intensive Support (ERIS) Scheme – For companies where R&D spending makes up at least 30% of total costs, offering a higher level of relief.

In this guide, we’ll break down **each step of the R&D claims process**, ensuring your startup maximises its entitlement while avoiding costly mistakes.

In this guide, we’ll cover:

  • Who needs to submit an Advanced Notification

  • The step-by-step process of preparing and submitting a claim

  • What documentation and reports are required

  • Common claim mistakes to avoid

Step 1: Determine If You Need to Submit an Advanced Notification

**New for 2024** – Certain companies must submit an Advanced Notification to HMRC to indicate their intent to claim R&D tax credits.

**Who Needs to Notify?**

  • First-time R&D claimants.

  • Companies that haven’t claimed R&D tax relief in the last three accounting periods.

The notification must be submitted **within six months after the end of the accounting period** in which the claim will be made. **Failure to submit on time means you won’t be able to claim R&D relief for that period.**

Step 2: Identify Qualifying R&D Projects

HMRC defines R&D as work that seeks to make an advance in science or technology and resolves **technical uncertainty**.

Your project may qualify if:

  • It attempts to develop new or significantly improved products, processes, or services.

  • The solution is not readily available in the industry.

  • The project involves **experimentation, testing, or problem-solving**.

  • It is carried out in the **UK** (unless exceptional criteria are met).

**Tip:** Even if your project **failed**, you may still claim relief as long as the work sought to resolve **technical uncertainty**.

Step 3: Gather Financial Records

Next, you’ll need to track all **R&D-related costs**, ensuring expenses fit within HMRC’s cost categories:

Eligible Cost Categories:

  • **Staff Costs** – Salaries, employer NIC, and pensions for employees engaged in R&D.

  • **Externally Provided Workers (EPWs)** – Payments to third-party workers **not on payroll** but engaged in R&D.

  • **Contracted Out R&D** – UK-based subcontractor costs (overseas R&D is only eligible in **exceptional cases**).

  • **Software & Cloud Computing Costs** – Directly used in R&D activities.

  • **Consumables** – Materials, prototypes, and utilities used for R&D.

Common Mistake: Many startups **underclaim** because they fail to track R&D expenses accurately.

Step 4: Complete the Additional Information Form

**New for 2024** – Every R&D tax credit claim must now be accompanied by an **Additional Information Form** before submitting a corporation tax return.

What the Additional Information Form Includes:

  • A breakdown of R&D costs by category.

  • A description of the qualifying R&D activities.

  • The name of the **main technical expert(s)** involved in the project.

  • The company's contact details for HMRC queries.

**Failing to submit this form before your tax return will result in HMRC rejecting your claim.**

Step 5: Prepare a Technical Report

The technical report should explain:

  • The **scientific or technological advance** your project aimed to achieve.

  • The **uncertainties you faced** and how they were addressed.

  • The **experiments, testing, or development processes** undertaken.

**Common Mistake:** Submitting a claim without a well-structured technical report **increases the risk of HMRC scrutiny**.

Step 6: Submit the Claim with Your CT600 Tax Return

Once your financial breakdown and technical report are complete:

  • Include the claim in your **company’s corporation tax return (CT600)**.

  • Submit the **Additional Information Form** before filing your return.

  • Claims are typically processed within **6-12 weeks**.

Common Claim Mistakes That Could Cost You

  • **Not submitting an Advanced Notification** – If required, missing this step makes your company ineligible to claim.

  • **Lack of documentation** – HMRC expects detailed reports and accurate financial records.

  • **Claiming ineligible expenses** – Sales, marketing, and routine software development **do not count as R&D**.

  • **Overclaiming on subcontractor costs** – Only **UK-based** contracted R&D is eligible (except in rare cases).

How Startup CFO Can Help

Making an R&D tax credit claim is **complex**, and mistakes can lead to **delays or reduced payouts**. At Startup CFO, we help founders **maximise their claims while staying fully compliant**.

Our Services for Startups

  • **R&D tax credit claim preparation** – Ensure you claim the maximum relief available.

  • **Technical report drafting** – Avoid HMRC scrutiny with a structured and compliant report.

  • **Compliance & audit support** – If HMRC challenges your claim, we handle the response.

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startup cfo is a trading name of RRT Consulting Limited, a company registered in England and Wales with company number 14207984 with its registered office at Office 7 35-37 Ludgate Hill, London, United Kingdom, EC4M 7JN.

startup cfo is a trading name of RRT Consulting Limited, a company registered in England and Wales with company number 14207984 with its registered office at Office 7 35-37 Ludgate Hill, London, United Kingdom, EC4M 7JN.

startup cfo is a trading name of RRT Consulting Limited, a company registered in England and Wales with company number 14207984 with its registered office at Office 7 35-37 Ludgate Hill, London, United Kingdom, EC4M 7JN.